Regulatory Information

Please see the following regulatory information.

Audit Services

Prentis & Co LLP is registered to carry on audit work in the UK and Ireland by the Institute of Chartered Accountants in England and Wales. Details of our audit registration can be viewed at www.auditregister.org.uk under reference number C001756953 for the UK. The firm is subject to the Audit Regulations and Guidance and the International Standards on Auditing (UK and Ireland).


Conflicts of Interest

If a conflict of interest should arise, either between two or more of our clients, or in the provision of multiple services to a single client, we will take such steps as are necessary to deal with the conflict. In resolving it, we would be guided by the Code of Ethics of the Institute of Chartered Accountants in England and Wales(see Section 3 subsection 220).


Codes of Conduct

The firm, its partners and staff are subject to various codes of conduct. See www.icaew.com/membershandbook section 3 (the Institute of Chartered Accountants in England and Wales (ICAEW) Code of Ethics for all partners and staff), http://www.frc.org.uk/Our-Work/Codes-Standards/Audit-and-assurance/Standards-and-guidance/Standards-and-guidance-for-auditors/Ethical-standards-for-auditors.aspx (the APB Ethical Standards for auditors). These codes are in English.


Professional Indemnity Insurance

To contact our professional indemnity insurer, Royal & Sun Alliance Insurance PLC, please write to Nigel Prentis or Ian Shipley at Prentis & Co LLP, 115c Milton Road, Cambridge, CB4 1XE. The territorial coverage of the policy is worldwide excluding USA/Canada.